Ethan Collins

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-08-04
NJ	RA	APPROVED	2014-09-05

PA RA
APPROVED

Since 2025-08-04
NJ RA
APPROVED

Since 2014-09-05

Branch Locations

Philadelphia, PA • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hightower Securities, Llc	Philadelphia	PA	08/2014	Present
Hightower Advisors, Llc	Philadelphia	PA	08/2014	Present

08/2014 → Present

Hightower Securities, Llc

Philadelphia, PA
08/2014 → Present

Hightower Advisors, Llc

Philadelphia, PA

Previous Registrations

2003-03-10 → 2014-09-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

Orlando, FL

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-19

S66 Uniform Combined State Law Examination

2001-12-19

View on SEC IAPD