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7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-24 |
| NC | RA | APPROVED | 2013-09-05 |
Branch Locations
7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hobart Financial Group | Charlotte | NC | 03/2004 | Present |
| Global Financial Private Capital | Sarasota | FL | 02/2012 | 01/2018 |
| Hobart Insurance Services, Llc | Charlotte | NC | 01/2015 | Present |
| Hobart Financial Investments, Llc | Charlotte | NC | 01/2015 | 06/2019 |
| Hobart Private Capital, Llc | Charlotte | NC | 07/2013 | Present |
| G.F. Investment Services, Llc | Charlotte | NC | 09/2015 | 04/2019 |
1) TRABOH II LLC, SOLE OWNER SINCE 7/2011; HOLDING COMPANY FOR TWO OFFICE BUILDINGS. 2) HOBART FINANCIAL GROUP, INC; INSURANCE BASED; 7821 PEMSWOOD ST, CHARLOTTE, NC; LTC INSURANCE/LIFE INSURANCE; START MARCH 2004; 100HRS/MONTH; REP IS OWNER OF THE FIRM; INSURANCE APPOINTMENTS INCLUDE JACKSON HARTFORD ALLIANZ NACOLAH AVIVA LINCOLN/JEFFERSON PILOT EQUITRUST MIDLAND OM/F&G AIG. 3) HOBART INSURANCE SERVICES, LLC - INSURANCE SALES - OVERSIGHT,OWNER,SALES - SELL FIXED INSURANCE PRODUCTS - START DATE 1/2015 - INVESTMENT-RELATED - SPEND 10 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS. 4) HOBART PRIVATE CAPITAL, LLC D/B/A HOBART WEALTH - REGISTERED INVESTMENT ADVISOR - PRESIDENT - START DATE 7/2013 - INVESTMENT-RELATED - SPEND 10 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS. 5) CRSB MARKETING, INC- MARKETING CONSULTING BUSINESS - OWNER - CONSULT WITH OTHER COMPANIES ON MARKETING PLANS/STRUCTURE - START DATE 12/2014 - NOT INVESTMENT-RELATED - SPEND 2 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS. 6) ATOMIC LEASING, LLC - LEASING COMPANY - MEMBER - PURCHASE AND LEASE OFFICE EQUIPMENT AND AUTOMOBILES - START DATE 10/31/2016 - NON INVESTMENT-RELATED - SPEND 1 HOUR PER WEEK 7) STONECREST PROFESSIONAL CENTER OWNERS ASSOCIATION, INC. - BUSINESS PARK HOA - NON-INVESTMENT-RELATED - ADDRESS: 242 MANN DR, STE 100, MATTHEWS, NC 28105 - SECRETARY OF HOA BOARD - DUTIES: TAKE NOTES AND DISTRIBUTE TO BOARD/HOA MEMBERS - START DATE: 1/1/2015; HOURS/MONTH: 2-4 - HOURS/MONTH DURING SECURITIES TRADING HOURS - 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 2008-06-24 |
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