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Isaac Frederick Gowin

LPl Financial LLC

Roswell, GA

CRD 4469592

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-07-31
  • GA RA
    APPROVED
    Since 2012-07-31

Branch Locations

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp Alpharetta GA 05/2004 Present
  • 05/2004 → Present
    Linsco/Private Ledger Corp
    Alpharetta, GA
Other Businesses

1. 05/21/04 - NON-VARIABLE INSURANCE DBA, GOWIN FINANCIAL SERVICES - DBA/ SELL TERM & WHOLE LIFE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-20
S63 Uniform Securities Agent State Law Examination 2001-12-31
  • S66 Uniform Combined State Law Examination
    2012-07-20
  • S63 Uniform Securities Agent State Law Examination
    2001-12-31

View on SEC IAPD

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