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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-10-05 |
| NC | RA | APPROVED | 2021-12-17 |
| TX | RA | APPROVED | 2021-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 12/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 12/2021 | Present |
| Tiaa | Boca Raton | FL | 09/2014 | 11/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Boca Raton | FL | 09/2014 | 11/2021 |
| The Vangaurd Group, Inc. | Charlotte | NC | 11/2021 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS: FISHKILL, NY NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 01/2015 APPROXIMATE HOURS PER MONTH: 1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-31 |
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