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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| FL | RA | APPROVED | 2012-08-22 |
| TN | RA | APPROVED | 2008-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vero Beach | FL | 10/1999 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Bristol | TN | 04/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-21 |
| S66 | Uniform Combined State Law Examination | 2002-03-27 |
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