Michelle L Wheeler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Lpl Financial Llc
  Bedford, NH
• 04/2015 → Present
  Northeast Planning Associates, Inc.
  Bedford, NH

Other Businesses

1. 6/24/2011: NORTHEAST PLANNING ASSOCIATES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. 2. 6/9/2015: NORTHEAST PLANNING ASSOCIATES, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - STARTED 04/01/2015 - 6 HOURS PER MONTH DURING SECURITIES TRADING - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED OR HOURLY FEE.

Exams

• S66 Uniform Combined State Law Examination
  2004-10-21

Other Names

• Michelle Lisa Michaud