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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2015-04-09 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2015-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
| Northeast Planning Associates, Inc. | Bedford | NH | 04/2015 | Present |
1. 6/24/2011: NORTHEAST PLANNING ASSOCIATES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 100%. 2. 6/9/2015: NORTHEAST PLANNING ASSOCIATES, INC. - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - STARTED 04/01/2015 - 6 HOURS PER MONTH DURING SECURITIES TRADING - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED OR HOURLY FEE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-21 |
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