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Caroline Garmon Collins

Edward Jones

Kannapolis, NC

CRD 4469503

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-26
NC RA APPROVED 2026-05-04
  • TX RA
    APPROVED
    Since 2026-08-26
  • NC RA
    APPROVED
    Since 2026-05-04

Branch Locations

6001 Gateway Center Drive Suite 107, Kannapolis, NC 28081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Kannapolis NC 10/2001 07/2026
Edward Jones St. Louis MO 07/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-02
S63 Uniform Securities Agent State Law Examination 2001-12-31
  • S66 Uniform Combined State Law Examination
    2026-05-02
  • S63 Uniform Securities Agent State Law Examination
    2001-12-31
Other Names
  • Caroline Davis Garmon

View on SEC IAPD

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