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Current Employers
Arimathea

319 N Main St, Fort Bragg, CA 95437 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-11
CA RA APPROVED 2025-01-01
WY RA APPROVED 2024-04-08
  • TX RA
    APPROVED_RES
    Since 2025-07-11
  • CA RA
    APPROVED
    Since 2025-01-01
  • WY RA
    APPROVED
    Since 2024-04-08

Branch Locations

319 N Main St, Fort Bragg, CA 95437 • United States

254 East 2Nd Street, Powell, WY 82435 • United States

Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-12-06
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-12-06

Branch Locations

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Redwood Investment Group, Inc

319 N Main Street, Fort Bragg, CA 95437 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2024-02-26
WY RA APPROVED 2024-02-05
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-02-26
  • WY RA
    APPROVED
    Since 2024-02-05

Branch Locations

319 N Main Street, Fort Bragg, CA 95437 • United States

254 E. 2Nd Street, Powell, WY 82435 • United States

Ascentis Asset Management, Llc

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

319 North Main Street, Fort Bragg, CA 95437 • United States

Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
WY RA APPROVED 2022-09-29
  • CA RA
    APPROVED
    Since 2025-01-01
  • WY RA
    APPROVED
    Since 2022-09-29

Branch Locations

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Redwood Investment Group, Inc Fort Bragg CA 06/2005 Present
Lpl Financial, Llc Fort Bragg CA 02/2012 Present
Golden State Wealth Management, Llc South Coast Metro CA 05/2013 Present
Golden State Asset Management Santa Ana CA 03/2019 08/2025
Arimathea Powell WY 03/2024 Present
Previous Registrations
Other Businesses

1.2/27/12:REDWOOD INVESTMENT GROUP, INC.-InvRel-AtRepBusLoc-DBAforLPLbus. 2.1/30/14:GOLDEN STATE WEALTH MANAGEMENT, LLC-InvRel-AtRepBusLoc-RIA-IAR-Time25%-I ProvideInvestmentAdvisoryServicesThrough Golden State Wealth Management, anIndependentInvestmentAdvisorFirm. I StartedThisBusinessActivityIn June2013. I ExpectToSpendAbout 40hrs/monthOnThisActivity. PleaseSeeTheFormADV.. 3.12/1/14:REDWOOD INVESTMENT GROUP, INC.-InvRel-AtRepBusLoc-RIA-IAR-Start5/1/14-80Hrs/Mo;6HrsDurTrad-I ProvideI.A.ServicesThrough Redwood Investment Group, Inc, anIndependentI.A.Firm. I StartedThisBusinessActivityIn Sept 2014. I ExpectToSpendAbout 80hrs/mthOnThisActivity. PleaseSeeTheFormADV.. 4.3/2/16:Golden State Wealth Management-InvRel-AtRepBusLoc-DBAforLPLbus-ST7/1/13-200Hrs/Mo;4HrsDurTrad 5.10/9/18:Redwood Investment Group, Inc.-DBA:Redwood Investments-InvRel-AtRepBusLoc-RIA/DBA-IAR--St10/2/18-I ProvideI.A.ServicesThrough Redwood Investment Group Inc., anIndependentI.A.Firm. IStartedThisBusinessActivityIn June2013. I ExpectToSpendAbout 40hrs/mthOnThisActivity. 6.11/1/18:Golden State Wealth Management, LLC-DBA:Golden State (Hybrid)-InvRel-AtRepBusLoc-RIA/DBA-IAR-St10/30/18-I ProvideI.A.ServicesThrough Golden State Wealth Management, anIndependentI.A.Firm. I StartedThisBusinessActivityIn July 2013. I ExpectToSpendAbout 40hrs/mthOnThisActivity. PleaseSee. 7.2/6/19:Golden State Equity Partners-NotInvRel- AtRepBusLoc- BusEntityForTax/InvPurposeOnly-ST12/21/2021-10HrsMthDurTr 8.11/10/21-ACD Logistics, LLC-NotInvestRel-SacramentoCA-Business Owner-St11/5/2021-5 HrsMth/0 HrsDurSecTr 9.1/18/22-Golden State Asset Management, LLC-WY-NotInvRel- AtRepBusLoc- BusEntityForTax/InvPurposeOnly-ST12/21/2021-10HrsMthDurTr 10.9/25/23-Built Financial, LLC-NotInvRel-AtBusLocs-St 8/28/23-5hrs/mth drng trade 11.4/1/24-Arimathea-RIAHybrid-IAR-INVREL-AtREPBus-Start1/23/24-10hrsmth/2hrsdurtrad-I provide investment advisory services through Arimathea, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV. 12. 10/1 - LeadBaller, NotInvRel-AtBusLocs-St 10/1/2024 2hrs/mth drng trade

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-17
S63 Uniform Securities Agent State Law Examination 2001-12-30
  • S66 Uniform Combined State Law Examination
    2006-03-17
  • S63 Uniform Securities Agent State Law Examination
    2001-12-30

View on SEC IAPD

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