Sarah Anne Kaplan

Current Employers

Employment History

• 07/2002 → 10/2019
  1St Global Capital Corp
  Carson City, NV
• 02/2006 → 10/2019
  1St Global Advisors, Inc
  Carson City, NV
• 12/2006 → 06/2017
  Kuckenmeister & Park, Llc
  Carson City, NV
• 06/2017 → Present
  Sierra Financial Advisors, Llc
  Carson City, NV
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Carson City, NV
• 10/2019 → 09/2025
  Avantax Advisory Services
  Carson City, NV
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Carson City, NV
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2007 → 09/2025
  Avantax Insurance Services, Inc.
  Carson City, NV

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Carson City, NV
• 2006-03-02 → 2019-10-25
  1St Global Advisors Inc
  Carson City, NV

Other Businesses

1) KUCKENMEISTER LLC POSITION: FINANCIAL SERVICES REP NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 11/30/2006 Address: DESCRIPTION: null 2) SFG ANNUITY POSITION: Agent NATURE: Broker sales of annuities both fixed and EIAfor both qualified and non-qualified.These will be offered by Sierra Insurance Advisors, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/19/2018 ADDRESS: 10 Drs. James Parker Blvd, Ste 202, Red Bank NJ 07701, DESCRIPTION: Meet with clients to discuss features of annuities including pro/cons. etc. 3) SIERRA FINANCIAL ADVISORS POSITION: 100% Owner NATURE: PROVIDE SUPPORT & ADMINISTRATION FOR INVESTMENT & INSURANCE BUSINESSES INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 06/12/2017 ADDRESS: 3860 GS Richards Blvd, Carson City NV 89703, DESCRIPTION: Financial Advisor 4) SIERRA INSURANCE ADVISORS, LLC POSITION: Owner- Member NATURE: SIA, LLC will sell all fixed insurance products: life insurance, annuities including fixed indexed annuities, long term care, DI, INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 5 START DATE: 09/11/2014 ADDRESS: 3860 GS Richards Blvd, Carson City NV 89703, United States DESCRIPTION: Meet with clients to discuss all of their insurance needs. Complete paperwork and provide on-going support of products purchased.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-09

Other Names

• Sally Evans
• Sarah Anne Evans
• Sally Kaplan