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Scott J Keifer

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-01
TX RA APPROVED 2023-01-01
  • CA RA
    APPROVED
    Since 2023-01-01
  • TX RA
    APPROVED
    Since 2023-01-01

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 05/2001 Present
Jpmorgan Chase Bank, N.A. Irvine CA 11/2016 Present
Previous Registrations
  • 2002-06-24 → 2004-04-06
    J.P. Morgan Securities Inc.
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-30
S63 Uniform Securities Agent State Law Examination 1999-10-20
  • S65 Uniform Investment Adviser Law Examination
    2022-12-30
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20
Other Names
  • Scott Joseph Keifer

View on SEC IAPD

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