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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2015-08-17 |
Branch Locations
218 Adley Way, Greenville, SC 29607 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bailley Group Wealth Management | Greenville | SC | 06/2009 | Present |
| Regal Investment Advisors | Kentwood | MI | 08/2015 | Present |
1)I AM A LICENSED INSURANCE AGENT AND OFFER LIFE INSURANCE, DISABILITY, FIXED AND FIXED INDEXED ANNUITIES TO CLIENTS AS NEEDED. I AM CONTRACTED WITH SEVERAL DIFFERENT INSURANCE COMPANIES FOR THIS AND DEVOTE 10+ HOURS PER WEEK DURING TRADING HOURS. 2) I AM ALSO AN INVESTMENT ADVISOR REPRESENTATIVE (IAR) WITH REGAL INVESTMENT ADVISORS 2687 44TH ST. KENTWOOD, MI. INVESTMENT RELATED. START DATE WAS AUG, 2015 AND I DEVOTE APPROXIMATELY 30 HOURS PER MONTH DURING SECURITIES TRADING HOURS TO THIS BUSINESS OFFERING INVESTMENT ADVISORY SERVICES. Business Name: Shift Sports, LLC - Investment Related: No - Address: 628 Driftwood Dr Greer, SC 29651 - Nature of Business: LLC that owns a junior hockey team in Maine - Title or Relationship: Passive Investor Start Date: 10/1/2023 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: 5% passive owner of the Maine Nordiques junior hockey team in Maine
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-16 |
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