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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-08-17
  • SC RA
    APPROVED
    Since 2015-08-17

Branch Locations

218 Adley Way, Greenville, SC 29607 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailley Group Wealth Management Greenville SC 06/2009 Present
Regal Investment Advisors Kentwood MI 08/2015 Present
  • 06/2009 → Present
    Bailley Group Wealth Management
    Greenville, SC
  • 08/2015 → Present
    Regal Investment Advisors
    Kentwood, MI
Previous Registrations
  • 2013-05-03 → 2015-08-18
    Acworth, GA
    Greenville, SC
  • 2009-10-08 → 2011-05-04
    Summit Financial Group Inc
    Greenville, SC
  • 2004-05-13 → 2009-08-03
    Msi Financial Services, Inc.
    Greenville, SC
    Greenville, SC
Other Businesses

1)I AM A LICENSED INSURANCE AGENT AND OFFER LIFE INSURANCE, DISABILITY, FIXED AND FIXED INDEXED ANNUITIES TO CLIENTS AS NEEDED. I AM CONTRACTED WITH SEVERAL DIFFERENT INSURANCE COMPANIES FOR THIS AND DEVOTE 10+ HOURS PER WEEK DURING TRADING HOURS. 2) I AM ALSO AN INVESTMENT ADVISOR REPRESENTATIVE (IAR) WITH REGAL INVESTMENT ADVISORS 2687 44TH ST. KENTWOOD, MI. INVESTMENT RELATED. START DATE WAS AUG, 2015 AND I DEVOTE APPROXIMATELY 30 HOURS PER MONTH DURING SECURITIES TRADING HOURS TO THIS BUSINESS OFFERING INVESTMENT ADVISORY SERVICES. Business Name: Shift Sports, LLC - Investment Related: No - Address: 628 Driftwood Dr Greer, SC 29651 - Nature of Business: LLC that owns a junior hockey team in Maine - Title or Relationship: Passive Investor Start Date: 10/1/2023 - Hours per month: 0 - Hours per month during trading hours: 0 - Duties: 5% passive owner of the Maine Nordiques junior hockey team in Maine

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-09
S63 Uniform Securities Agent State Law Examination 2001-11-16
  • S65 Uniform Investment Adviser Law Examination
    2004-04-09
  • S63 Uniform Securities Agent State Law Examination
    2001-11-16

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