William Churchill Curtis

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 06/2011 → 01/2019
  Bank Of America,N.A.
  Atlanta, GA
• 01/2019 → Present
  Rockefeller Capital Management
  Atlanta, GA
• 01/2019 → Present
  Rockefeller Financial Llc
  Atlanta, GA

Previous Registrations

• 2008-10-31 → 2019-01-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 2007-04-02 → 2008-11-04
  Morgan Stanley & Co. Llc
  Atlanta, GA
• 2003-09-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

PEACHTREE ROAD UNITED METHODIST CHURCH;NOT FOR PROFIT;NOT INVESTMENT RELATED;MEMBER OF FINANCE COMMITTEE;1 HOUR PER QUARTER;0 DURING TRADING HOURS;DUTIES ARE TO REVIEW THE FINANCES OF THE CHURCH. FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NON-PROFIT ORGANIZATION NAME OF A HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I W NAME OF OUTSIDE BUSINESS ORGANIZATION: CHILDREN'S HEALTHCARE OF ATLANTA INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1577 NORTHEAST EXPRESSWAY, SUITE A ATLANTA, GEORGIA 30329 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/28/2015 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 6 DUTIES: PARTICIPATING IN THE MISSION AND VISION OF CHILDREN'S HEALTHCARE OF ATLANTA AND TO CULTIVATE AWARENESS ABOUT CHILDREN'S AND ITS IMPACT ON GEORGIA'S CHILDREN. I*72160 For profit or not for profit: Non-Profit Organization Name of outside business organization: Children's Healthcare of Atlanta Investment related: N Address of business: 1001 Johnson Ferry Road NE, Atlanta, Georgia 30342 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 10/1/2013 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 1 Duties: Plan events for fundraising opportunities for the organization. Novo Jacksonville Investors LLC, 3060 Peachtree Road NW, Suite 970, Atlanta, GA 30305; Investment Related; Investment into a multifamily development: Member of the LLC; 10/21/2022; Zero hours devote to the LLC; Invest into multifamily development. WCC Capital, LLC; Investment related; Atlanta, GA 30327; Managing Member; 03/02/2021; 1 hour per month and 0 hours during trading hours; The LLC makes a variety of different outside investments.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-14
• S63 Uniform Securities Agent State Law Examination
  2002-02-02

Other Names

• William Churchill Curtis
• William A Curtis