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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • NV RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Realty Executives -San Fernando Valley Associates San Fernando CA 06/2016 06/2017
Thrivent Investment Management Inc Glendale CA 06/2017 04/2018
Thrivent Financial Appleton WI 06/2017 10/2017
Thrivent Financial Appleton WI 10/2017 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 08/2019 02/2022
Home Smart Evergreen Northridge CA 05/2016 08/2019
Water Damage Specialist Las Vegas NV 02/2019 05/2019
Bank Of America, N.A. Las Vegas NV 09/2019 02/2022
Fidelity Investments Jacksonville FL 03/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2016 → 06/2017
    Realty Executives -San Fernando Valley Associates
    San Fernando, CA
  • 06/2017 → 04/2018
    Thrivent Investment Management Inc
    Glendale, CA
  • 06/2017 → 10/2017
    Thrivent Financial
    Appleton, WI
  • 10/2017 → 04/2018
    Thrivent Financial
    Appleton, WI
  • 08/2019 → 02/2022
    Las Vegas, NV
  • 05/2016 → 08/2019
    Home Smart Evergreen
    Northridge, CA
  • 02/2019 → 05/2019
    Water Damage Specialist
    Las Vegas, NV
  • 09/2019 → 02/2022
    Bank Of America, N.A.
    Las Vegas, NV
  • 03/2022 → Present
    Fidelity Investments
    Jacksonville, FL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Other Businesses

OBA-88809|OrgNmn:New Generation legacy LLC |Org Addr:Las Vegas ,Nevada,US|OBA Nature:Co own rental property with si|Invst Rel:Y|Title:Partner|Duties:Rental property, manage the checking account, pay rental property bills and divid rental profits each month between (myself, sister and husban|StrtDt:09-01-22|TotHrs/mon:4|TrdHrs/mon:0|OBA-97033|OrgNmn:Mario Ramirez Real estate own home |Org Addr:Las Vegas ,Nevada,US|OBA Nature:Rental property owner of two p|Invst Rel:Y|Title:Landowner/ administrator of build|Duties:My duties wlll be to coordiante the loan and help in managing the project from afar. Simply workign with the contractor to ensure that the su|StrtDt:09-01-23|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-19
S63 Uniform Securities Agent State Law Examination 2017-08-07
  • S66 Uniform Combined State Law Examination
    2019-11-19
  • S63 Uniform Securities Agent State Law Examination
    2017-08-07
Other Names
  • Mario H Ramirez
  • Mario Hernandez Ramirez
  • Mario Ramirez

View on SEC IAPD

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