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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Realty Executives -San Fernando Valley Associates | San Fernando | CA | 06/2016 | 06/2017 |
| Thrivent Investment Management Inc | Glendale | CA | 06/2017 | 04/2018 |
| Thrivent Financial | Appleton | WI | 06/2017 | 10/2017 |
| Thrivent Financial | Appleton | WI | 10/2017 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 08/2019 | 02/2022 |
| Home Smart Evergreen | Northridge | CA | 05/2016 | 08/2019 |
| Water Damage Specialist | Las Vegas | NV | 02/2019 | 05/2019 |
| Bank Of America, N.A. | Las Vegas | NV | 09/2019 | 02/2022 |
| Fidelity Investments | Jacksonville | FL | 03/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-88809|OrgNmn:New Generation legacy LLC |Org Addr:Las Vegas ,Nevada,US|OBA Nature:Co own rental property with si|Invst Rel:Y|Title:Partner|Duties:Rental property, manage the checking account, pay rental property bills and divid rental profits each month between (myself, sister and husban|StrtDt:09-01-22|TotHrs/mon:4|TrdHrs/mon:0|OBA-97033|OrgNmn:Mario Ramirez Real estate own home |Org Addr:Las Vegas ,Nevada,US|OBA Nature:Rental property owner of two p|Invst Rel:Y|Title:Landowner/ administrator of build|Duties:My duties wlll be to coordiante the loan and help in managing the project from afar. Simply workign with the contractor to ensure that the su|StrtDt:09-01-23|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-07 |
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