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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-24 |
Branch Locations
575 Washington Blvd Floor 9 & 10, Jersey City, NJ 07310 • United States
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc | Houston | TX | 04/2019 | 09/2021 |
| Bbva Compass Insurance Agency | Houston | TX | 04/2019 | 09/2021 |
| Proequities / 3Mark Financial | Sugar Land | TX | 06/2015 | 04/2019 |
| Bbva Wealth Solutions Inc | Houston | TX | 06/2021 | 09/2021 |
| Pnc Investments | Houston | TX | 09/2021 | 01/2023 |
| Jpmorgan Securities Llc | Houston | TX | 01/2023 | Present |
| Residual Insurance Commissions | Houston | TX | 10/2001 | Present |
Entity Name: Residual insurance commissions Investment related: No Address: 4516 rose street, Houston, tx, 77007 Nature of the other business: Insurance Position/Title/Relationship: Employee/Contractor Start Date: 10/01/2001 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Used to be an independent insurance agent and still receive the occasional trailer on business that was placed years ago before I started this position. total comp is under 1k a year and is from BCBS/AIG/Lincoln/MassMutual. There is no current work done or solicitation. I do 0 hrs of work. Entity Name: 815 N Winchester Investment related: No Address: 815 N Winchester Ave, Chicago, IL, 60622 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2005 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own a rental property in Chicago with 5 units. My responsibilities include managing the property and collecting rent. Takes up at most 2 hrs of my time monthly
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-18 |
| S66 | Uniform Combined State Law Examination | 2001-11-19 |
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