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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-03-13 |
| TX | RA | APPROVED_RES | 2014-04-14 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Benton, AR • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Benton | AR | 04/2014 | Present |
| Private Advisor Group, Llc | Benton | AR | 04/2014 | Present |
1. 04/08/2014: DBA ONLY - EC FINANCIAL GROUP - BENTON, AR. 2. 4/24/2014: REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP - ADVISORY SERVICES PROVIDED BY THE RIA. - TIME SPENT 100% - BENTON, AR. 3. 3/25/2020 - ASA Group - Investment Related - Address of the ASA group is 11807 Hinson Rd, Little Rock, AR 72212 - Insurance Agency - Outside Insurance General Agent - Start Date: 02/17/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 4. 10/18/2021 - E2M2 - Not Investment Related - Local Hotels in Little Rock - Other-Meeting managment/hospitality - Hospitality Greeter - Start Date: 08/05/2021 - 2 Hours Per Month/3 Hours During Securities Trading - Greet medical professionals attending a meeting, collect surveys following speaker presentations and mailing them to home office. 5. 01/29/2024 - Seniors serving seniors - Outside/W-2 Employment - Caregiver - Not Investment Related - 3170 E Kiehl Ave Suite A Sherwood, AR 72120 - Start Date 10/28/2023 - 40 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-14 |
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