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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-04-24
  • FL RA
    APPROVED
    Since 2013-04-24

Branch Locations

1421 Pine Ridge Road Suite 300, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Naples FL 01/2013 Present
Other Businesses

(1)Name of Business: Empowerment Farms Address: 10641 Sir Michaels Pl Dr, Bonita Springs, FL, 34135, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/20/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Establish by-laws, practices and procedures related to financial activity. Facilitate in creating a budget and coordinating with the board on cash flow, assets, liabilities and offer suggestions on ways to improved economic efficiencies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-22
S63 Uniform Securities Agent State Law Examination 2002-07-13
  • S65 Uniform Investment Adviser Law Examination
    2013-04-22
  • S63 Uniform Securities Agent State Law Examination
    2002-07-13

View on SEC IAPD

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