Willis Michael Scofield

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → 07/2021
  Waddell & Reed, Inc
  Lincoln, NE
• 10/1998 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Lincoln, NE
• 01/2000 → 07/2021
  Loren Kampschnieder
  Lincoln, NE
• 01/2014 → 07/2021
  Michael Haman
  Lincoln, NE
• 02/2011 → 07/2021
  Adam Mach
  Lincoln, NE
• 01/2019 → 07/2021
  37 Wealth
  Lincoln, NE
• 12/2020 → 07/2021
  John Oestreich
  Lincoln, NE
• 07/2021 → Present
  Lpl Financial Llc
  Lincoln, NE

Previous Registrations

• 1998-10-07 → 2021-07-21
  Waddell & Reed
  Lincoln, NE
  Lincoln, NE
  Savage, MN

Other Businesses

1) 07/2021 - 37 Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported business Location(s) - Start Date 11/1/2018 - 0 Hours per Month/ During Trading 2) 12/12/2025 - NJN Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/10/2025 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  1998-09-22