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Paul Dulin Spencer

Hightower Advisors, LLC

Palm Beach Gardens, FL

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-07-12
  • FL RA
    APPROVED
    Since 2017-07-12

Branch Locations

11300 Us Hwy 1 Suite 307, Palm Beach Gardens, FL 33408 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach FL 03/2015 05/2017
Bank Of America, N.A. Palm Beach FL 04/2015 05/2017
Hightower Securities, Llc West Palm Beach FL 05/2017 Present
Hightower Advisors, Llc West Palm Beach FL 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-20
S63 Uniform Securities Agent State Law Examination 2002-06-06
  • S66 Uniform Combined State Law Examination
    2015-04-20
  • S63 Uniform Securities Agent State Law Examination
    2002-06-06

View on SEC IAPD

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