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Stephen Nicholas Smihal

Morgan Stanley

Grosse Pointe Farms, MI

CRD 4468308

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-26
MI RA APPROVED 2010-08-05
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-26
  • MI RA
    APPROVED
    Since 2010-08-05
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

130 Kercheval Avenue, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Grosse Pointe Farms MI 12/2010 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2010 → Present
    Morgan Stanley Smith Barney Llc
    Grosse Pointe Farms, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-19
S65 Uniform Investment Adviser Law Examination 2002-01-22
  • S66 Uniform Combined State Law Examination
    2002-02-19
  • S65 Uniform Investment Adviser Law Examination
    2002-01-22
Other Names
  • Stephen Smihal

View on SEC IAPD

Nearby Firms

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DWP
POINTE CAPITAL MANAGEMENT LLC

Nearby Investors

MARK WOJTAS
NOAH EDWARD ROBINSON
ANDREW CAMDEN

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GROSSE POINTE FARMS, MI
DWP · GROSSE POINTE FARMS, MI
POINTE CAPITAL MANAGEMENT LLC · GROSSE POINTE FARMS, MI

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