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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2022-03-04 |
Branch Locations
1979 Eastwood Road Suite 104, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wilmington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | 03/2022 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | NC | 03/2022 | Present |
JR MURCHISON & PARTNERS LLC, INV RELATED, WILMINGTON, NC, 28% OWNERSHIP, START 6/8/2021, 240 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. THE EPISCOPAL FOUNDATION OF THE DIAOCESE OF EAST CAROLINA, INV RELATED, KINSTON, NC, BOARD MEMBER, START 3/1/2021, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, REVIEWING THE PORTFOLIO, ALLOCATIONS, AND PERFORMANCE OF THE FOUNDATION AND MONITORING THE INVESTMENT ADVISOR.; CO-TRUSTEE FOR JR MURCHISON & PARTNERS, LLC 401K, INV RELATED, WILMINGTON, NC, START: 3/7/2022, 240 HRS/MONTH, 8 HRS DURING TRADING, FINET PRACTICE 401K. BOYS & GIRLS CLUB OF SOUTHEASTERN NC FOUNDATION, INVT RELATED, WILMINGTON, NC, SECRETARY/TREASURER, START DATE 1/1/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING QUARTERLY MEETINGS, INTERVIEWING AND SELECTING INVESTMENT MANAGER, REPORTING RESULTS TO BENEFICIARY ORGANIZATION'S BOARD OF DIRECTORS. ST. JAMES PARISH FOUNDATION ; NOT INV RELATED; WILMINGTON, NC; PROVIDE ONGOING FINANCIAL SUPPORT TO ST. JAMES PARISH; BOARD MEMBER; START DATE: 03/01/2023; 23 HRS PER MONTH; 0 HRS DURING TRADING; THE EPISCOPAL FOUNDATION OF THE DIOCESE OF EAST CAROLINA ; NOT INV RELATED; KINSTON, NC; PROVIDE ONGOING FINANCIAL SUPPORT TO CHURCHES IN THE DIOCESE. LENGTH OF TERM: EXPIRES 12-31-28; BOARD MEMBER; START DATE: 02/18/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING; ST. JAMES PARISH FOUNDATION - SECRETARY; NOT INV RELATED; WILMINGTON, NC; ONGOING FINANCIAL SUPPORT OF ST. JAMES PARISH; SECRETARY; START DATE: 02/16/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING; THE EPISCOPAL FOUNDATION OF THE DIOCESE OF EAST CAROLINA; INV RELATED;KINSTON,NC; FINANCIAL SUPPORT; TREASURER; START DATE: 05/01/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-03 |
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