Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

741 Boston Post Road, Madison, CT 06443 • United States

Glastonbury, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Madison CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Madison, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2006-09-22 → 2009-06-01
    Hartford, CT
  • 2002-02-11 → 2006-09-26
    A. G. Edwards & Sons, Inc.
    Glastonbury, CT
    Glastonbury, CT
Other Businesses

*382806 - Reid Family LLC; Investment related -Yes; Glastonbury, Connecticut; Other; Partner (proprietor, partner, officer, director, employee, trustee, agent);March 2020; During business hours: 0; owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-14
  • S66 Uniform Combined State Law Examination
    2001-11-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Madison, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor