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11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-08-03 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
323 Townepark Circle, Louisville, KY 40243 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Louisville | KY | 03/2011 | 03/2017 |
| Mml Investors Services, Llc | Louisville | KY | 03/2017 | 11/2017 |
| Guardian Life Insurance Company | Louisville | KY | 11/2017 | 08/2026 |
| Park Avenue Securities | Louisville | KY | 11/2017 | 08/2026 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 07/2026 | Present |
1.Pickleball 4 Others-Non-Profit Board Member, Start Date: 10/1/2025, Nature: Engage with other non-profit organizations that serve portions of our community who do not have access to the physical & social benefits of the sport, Address: 3812 Flowering Grove Ct Louisville, KY 40241, Duties: Help to recruit volunteers & support fundraising activities, 15 total hours per month; 1 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-26 |
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