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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-08-03
  • KY RA
    APPROVED
    Since 2026-08-03

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Louisville KY 03/2011 03/2017
Mml Investors Services, Llc Louisville KY 03/2017 11/2017
Guardian Life Insurance Company Louisville KY 11/2017 08/2026
Park Avenue Securities Louisville KY 11/2017 08/2026
Money Concepts Capital Corp. Palm Beach Gardens FL 07/2026 Present
  • 03/2011 → 03/2017
    Metlife Securities Inc
    Louisville, KY
  • 03/2017 → 11/2017
    Louisville, KY
  • 11/2017 → 08/2026
    Guardian Life Insurance Company
    Louisville, KY
  • 11/2017 → 08/2026
    Park Avenue Securities
    Louisville, KY
  • 07/2026 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2018-01-03 → 2026-08-17
    Louisville, KY
  • 2017-03-25 → 2017-11-20
    Louisville, KY
    Louisville, KY
  • 2011-03-29 → 2017-03-25
    Msi Financial Services, Inc.
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Broadview Hts, OH
  • 2009-11-13 → 2011-03-16
    Louisville, KY
    Louisville, KY
  • 2009-05-21 → 2009-11-13
    Natcity Investments, Inc.
    Louisville, KY
  • 2009-01-05 → 2009-05-11
    Woodbury Financial Services, Inc.
    Louisville, KY
  • 2008-03-26 → 2009-01-02
    Natcity Investments, Inc.
    Louisville, KY
  • 2007-10-31 → 2008-03-18
    National Planning Corporation
    New Albany, IN
  • 2006-11-06 → 2007-11-01
    American General Securities Incorporated
    New Albany, IN
  • 2003-03-28 → 2006-08-10
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

1.Pickleball 4 Others-Non-Profit Board Member, Start Date: 10/1/2025, Nature: Engage with other non-profit organizations that serve portions of our community who do not have access to the physical & social benefits of the sport, Address: 3812 Flowering Grove Ct Louisville, KY 40241, Duties: Help to recruit volunteers & support fundraising activities, 15 total hours per month; 1 during securities trading hours, Not Investment Related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-26
S63 Uniform Securities Agent State Law Examination 2001-11-26
  • S65 Uniform Investment Adviser Law Examination
    2003-03-26
  • S63 Uniform Securities Agent State Law Examination
    2001-11-26
Other Names
  • Anne Maleva Chamberlain
  • Anne Maleva Chamberlain Shaw
  • Anne Chamberlain Shaw
  • Anne C Shaw
  • Anne Maleva Shaw

View on SEC IAPD

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