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Richard Chadwick Waits

Sunbelt Securities, Inc.

Houston, TX

Houston, TX

Houston, TX

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Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-06-05
SC RA APPROVED 2022-11-02
CA RA APPROVED 2022-11-01
VA RA APPROVED 2020-08-20
OR RA APPROVED 2016-04-12
NE RA APPROVED 2015-05-29
CO RA APPROVED 2011-10-21
TX RA APPROVED 2010-03-12
  • MO RA
    APPROVED
    Since 2026-06-05
  • SC RA
    APPROVED
    Since 2022-11-02
  • CA RA
    APPROVED
    Since 2022-11-01
  • VA RA
    APPROVED
    Since 2020-08-20
  • OR RA
    APPROVED
    Since 2016-04-12
  • NE RA
    APPROVED
    Since 2015-05-29
  • CO RA
    APPROVED
    Since 2011-10-21
  • TX RA
    APPROVED
    Since 2010-03-12

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunbelt Securities Inc Houston TX 03/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-11
  • S66 Uniform Combined State Law Examination
    2002-01-11
Other Names
  • Chad Waits

View on SEC IAPD

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