Anthony Giovan Atrasz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-10
MI	RA	APPROVED	2024-10-07

TX RA
APPROVED_RES

Since 2025-07-10
MI RA
APPROVED

Since 2024-10-07

Branch Locations

19500 Victor Pkwy Ste 540, Livonia, MI 48152 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Mainstay Capital Management	Grand Blanc	MI	11/2009	06/2018
Mariner Wealth Advisors	Novi	MI	06/2018	08/2018
Lpl Financial Llc	Livonia	MI	02/2023	Present
Self Employed	Livonia	MI	09/2018	01/2023

11/2009 → 06/2018

Mainstay Capital Management

Grand Blanc, MI
06/2018 → 08/2018

Mariner Wealth Advisors

Novi, MI
02/2023 → Present

Lpl Financial Llc

Livonia, MI
09/2018 → 01/2023

Self Employed

Livonia, MI

Previous Registrations

2018-06-26 → 2018-09-26

Mariner

Novi, MI
2010-10-11 → 2018-08-17

Mainstay Capital Management, Llc

Grand Blanc, MI

Troy, MI
2008-03-27 → 2008-12-12

Strategic Advisers Llc

Woodmere Village, OH
2006-07-06 → 2006-08-29

Ferris, Baker Watts, Llc

Plymouth, MI

Plymouth, MI

Other Businesses

1- 05/2024 / Life Guide Financial Consultants / DBA for LPL Business (entity for LPL business) / Investment Related / 200 hrs mth / 40 hrs during trading / At reported business location(s) 2- 05/2024 / Corewell Health / Outside/W-2 Employment / Not Investment Related / 24 hrs mth / 0 hrs during trading / Royal Oak, MI / Start date: 01/19/2022 3- 05/2024 / Schoolcraft College / Outside/W-2 Employment / Not Investment Related / 2 hrs mth / 0 hrs during trading / Livonia, MI / Start date: 04/01/2004 4- 05/2024 / Anthony Atrasz / Notary / Investment Related / 1 hr mth / 1 hr during trading / Troy, MI / Start date: 12/06/2022 5- 10/28/2024 - Pence Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-02
S65	Uniform Investment Adviser Law Examination	2002-04-22
S63	Uniform Securities Agent State Law Examination	2002-02-25

S66 Uniform Combined State Law Examination

2024-10-02
S65 Uniform Investment Adviser Law Examination

2002-04-22
S63 Uniform Securities Agent State Law Examination

2002-02-25

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Anthony Atrasz
Tony Atrasz

View on SEC IAPD