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Sharon Kathleen Kluesner

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

Dubuque, IA

CRD 4467002

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-05-01
  • IA RA
    APPROVED
    Since 2023-05-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1545 Associates Dr Suite 102, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heacock & Jones Financial Services, Inc. Dubuque IA 06/2000 04/2023
Wealth Enhancement Group Dubuque IA 05/2023 Present
Wealth Enhancement Advisory Services Dubuque IA 05/2023 Present
  • 06/2000 → 04/2023
    Heacock & Jones Financial Services, Inc.
    Dubuque, IA
  • 05/2023 → Present
    Wealth Enhancement Group
    Dubuque, IA
  • 05/2023 → Present
    Wealth Enhancement Advisory Services
    Dubuque, IA
Previous Registrations
  • 2000-05-15 → 2023-05-30
    Heacock & Jones Financial Services, Inc.
    Dubuque, IA
    Dubuque, IA
Other Names
  • Sharon Kathleen Jones

View on SEC IAPD

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