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James Christopher Geary

Tiaa-Cref Individual & Institutional Services, LLC

Palm Beach Gardens, FL

Palm Beach Gardens, FL

CRD 4466856

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-21
FL RA APPROVED 2014-09-05
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • FL RA
    APPROVED
    Since 2014-09-05

Branch Locations

3801 Pga Boulevard Suite 600, Offices #619, 631, Palm Beach Gardens, FL 33410 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Palm Beach Gardens FL 06/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Palm Beach Gardens FL 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-04
S63 Uniform Securities Agent State Law Examination 2004-02-26
  • S66 Uniform Combined State Law Examination
    2014-09-04
  • S63 Uniform Securities Agent State Law Examination
    2004-02-26
Other Names
  • James C Geary

View on SEC IAPD

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