Jill Samantha Sachs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2018-03-21

MO RA
APPROVED

Since 2018-03-21

Branch Locations

135 N Meramec Ave Ste 400, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sachs Financial	St. Louis	MO	09/2011	12/2017
Lpl Financial, Llc	St. Louis	MO	02/2018	Present

09/2011 → 12/2017

Sachs Financial

St. Louis, MO
02/2018 → Present

Lpl Financial, Llc

St. Louis, MO

Other Businesses

1. 02/02/2018 - INTEGRATED FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 80%/ ST. LOUIS, MO. 2. 4/18/2018 - Sachs Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/13/2018 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-21

S66 Uniform Combined State Law Examination

2018-03-21

Other Names

Jill Samantha Roodman

View on SEC IAPD