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Scott A Hatler

Ubs Financial Services Inc.

Billings, MT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-23
MT RA APPROVED 2013-04-08
  • TX RA
    APPROVED
    Since 2013-09-23
  • MT RA
    APPROVED
    Since 2013-04-08

Branch Locations

401 North 31St Street, Billings, MT 59101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Billings MT 04/2013 Present
Previous Registrations
  • 2006-12-11 → 2013-04-05
    Cetera Investment Services Llc
    Billings, MT
  • 2006-01-04 → 2006-12-15
    Fintegra, Llc
    Billings, MT
    Billings, MT
  • 2002-11-13 → 2004-03-18
    Pruco Securities, Llc.
    Billings, MT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-21
S63 Uniform Securities Agent State Law Examination 2001-11-14
  • S65 Uniform Investment Adviser Law Examination
    2002-05-21
  • S63 Uniform Securities Agent State Law Examination
    2001-11-14
Designations
Other Names
  • Scott A Hatler
  • Scott Aaron Hatler

View on SEC IAPD

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CWM, LLC
EDWARD JONES
ALLIED INVESTMENT ADVISORS LLC

Other Investors

ROBERT CHARLES BECK
BRIAN STEPHEN LETHERT
Matthew Innecken Stroud
Hayley Ries
RONNA MARIE VOGES
CARSON DELMAR QUINNELL
NATHAN MICHAEL FISK
REED JOSEPH MCELYEA

Other Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Billings, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
CWM, LLC · Billings, MT
EDWARD JONES · BILLINGS, MT

More in Billings, MT

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