Roy Morgan Elliott

Employer firm

Lido CRD 269866

$42.5B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Rancho Santa Fe, CA
• 11/2016 → 01/2019
  Wells Fargo Clearing Services, Llc
  Rancho Santa Fe, CA
• 01/2019 → 05/2023
  First Republic Securities Company, Llc
  San Diego, CA
• 01/2019 → 05/2023
  First Republic Investment Management, Inc.
  San Diego, CA
• 05/2023 → Present
  Lido Advisors, Llc
  Los Angeles, CA

Previous Registrations

• 2019-01-14 → 2023-05-23
  J.P. Morgan Private Wealth Advisors Llc
  San Diego, CA
• 2011-01-03 → 2019-01-15
  Wells Fargo Clearing Services, Llc
  Rancho Santa Fe, CA
  Rancho Santa Fe, CA
  Rancho Santa Fe, CA
  San Diego, CA
• 2004-04-26 → 2011-01-03
  Wells Fargo Investments, Llc
  Rancho Santa Fe, CA
  Rancho Santa Fe, CA
  La Jolla, CA
• 2002-03-01 → 2004-04-22
  Morgan Stanley Dw Inc.
  La Mesa, CA

Other Businesses

1) Board Member of Oncology and Kids; 8922 Allbill Way, San Diego, CA 92119; Not Investment-related; Nature of the business: Whether patient, sibling, daughter, or son, no child will be alone when dealing with cancer; Start Date: 03/09/2020; Description of duties: I meet with other board members once a quarter to discuss upcoming events and prepare for the kids camps. The decision making is a collaboration with the board to discuss fundraising. My role is non-voting.; Number of hours each month: 4; Number of hours during trading: 4 2) Investor in Barj LLC; Investment related- Nature of the business: LLC to make investments in two computers that mine for crypto currency; 10/29/2021; Number of hours each month: 0; Number of hours during trading: 0 3) Managing Member of ImpacTherapeutics LLC; 150 Main Street, Andover, OH 44004; owner and consultant of Alcohol & Drug Rehabilitation Center; 12/1/2023 start; 10 hours per month, zero during trading hours. 4) Managing Member of 150 Main Street LLC; 150 Main Street, Andover, OH 44004; property owner of ImpacTherapeutics; 12/1/2023 start; 10 hours per month, zero during trading hours. 5) Owner of the Elliott Family Trust real estate portfolio; several rental properties for income starting May 1, 2010; 1-5 hours per month outside of business hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-12-20

Other Names

• Roy Elliott
• Roy M. Elliott