Nathalie Abaunza

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 12/2020
  Compass Bank
  Birmingham, AL
• 05/2013 → 12/2020
  Bbva Securities Inc.
  Houston, TX
• 07/2017 → 12/2020
  Bbva Insurance Agency Inc.
  Austin, TX
• 12/2020 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 03/2021 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Other Businesses

*447870 - Pupaws Dog Treats LLC; Investment related - No; Houston, Texas; Sale of Dog treats; Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2021, During business hours: 0; After business hours: 6; Accounting/Bookkeeping, Business Development/Growth *510: La Nueceria; Investment related: No; Polanco, Mexico; Retail/Online Stores; Partner; 08/2022; During business hours: 5; After business hours: 0; Business Development/Growth, Check Signing/Funds Disbursements

Exams

• S66 Uniform Combined State Law Examination
  2021-01-27
• S63 Uniform Securities Agent State Law Examination
  2003-05-29