John Surace

Current Employers

Employment History

• 05/2012 → 08/2020
  Axa Advisors, Llc
  New York, NY
• 05/2012 → 08/2020
  Equitable Advisors, Llc
  New York, NY
• 08/2020 → 09/2021
  Cetera Investment Services Llc
  Cheektowaga, NY
• 03/2021 → 09/2021
  Cetera Investment Advisers Llc
  Cheektowaga, NY
• 09/2021 → 11/2023
  Osaic Wealth, Inc.
  Hauppauge, NY
• 06/2021 → Present
  S&P Associates Of Li Incdbas&Pfinancialservices&Dbas&Pfinancial
  Hauppauge, NY
• 07/2021 → Present
  Insurance Sales- Equitable, Mass Mutual & Annuco
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Investment Services Inc.
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Insurance Agency, Llc
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Advisory Services
  Hauppauge, NY
• 06/2021 → Present
  S&P Associates Of Li, Inc. Dba S&P Financial Services And Dba S&
  Hauppauge, NY
• 07/2021 → Present
  Insurance Sales- Equitable, Mass Mutual And Annuco
  Hauppauge, NY
• 11/2023 → 09/2025
  Avantax Insurance Agengy And/Or Avantax Insurance Services
  Hauppauge, NY
• 04/2025 → Present
  Cincinatti Life
  Hauppauge, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Hauppauge, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-11-14 → 2025-09-05
  Avantax Advisory Services
  Hauppauge, NY
  Hauppauge, NY
  Dallas, TX
• 2021-09-10 → 2023-11-16
  Osaic Wealth, Inc.
  Hauppauge, NY
• 2021-04-12 → 2021-09-10
  Cetera Investment Advisers Llc
  Melville, NY

Other Businesses

1)S&P ASSOCIATES OF LI, INC. DBA S&P FINANCIAL SERVICES AND DBA S&P FINANCIAL POSITION: President NATURE: we offer clients, investment management, retirement planning, estate planning,and overall financial planning through S&P Financial Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 06/02/2021 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: meet with clients, review investment performance,manage client relationships, review and approve trades, monitor models and rebalance 2)INSURANCE SALES- EQUITABLE, MASS MUTUAL AND ANNUCO POSITION: insurance agent NATURE: sale of fixed life insurance to retail and commercial customers INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/20/2021 ADDRESS: 1300 Veterans Highway, Suite 120, hauppauge NY 11788, United States DESCRIPTION: promote the sale of fixed life insurance, prospect clients, process paperwork? 3) FINEST RETIREMENT SERVICES POSITION: financal advisor NATURE: To provide financial services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/12/2024 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: To provide financial services to clients of finest retirement services 4) CINCINATTI LIFE POSITION: FINANCIAL ADVISOR NATURE: FIXED LIFE INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/02/2025 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: FIXED LIFE INSURANCE ONLY

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-09-30

Other Names

• John Andrew Surace
• John A Surace