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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-29 |
| TX | RA | APPROVED_RES | 2016-04-26 |
Branch Locations
68 S Service Rd Ste 200, Melville, NY 11747 • United States
Floral Park, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Melville | NY | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; CHEMBUR MUMBAI; OWNER; START 12/15/2018; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES NONE. RENTAL PROPERTY, INV RELATED, NEW HYDE PARK, NY, 100% OWNERSHIP, START 10/30/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-08 |
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