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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-12-17
  • NC RA
    APPROVED
    Since 2013-12-17

Branch Locations

11215 N. Community House Road Suite 775, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlotte NC 05/2007 Present
  • 05/2007 → Present
    Lpl Financial Llc
    Charlotte, NC
Previous Registrations
  • 2002-05-24 → 2007-05-18
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Irvine, CA
Other Businesses

(1) 02/02/2009 - BLACKBRIDGE FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/26/2010 - COMPREHENSIVE BENEFIT SOLUTIONS - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% OF TIME SPENT. (3) 11/12/2013 - INDEPENDENT ADVISOR ALLIANCE - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 12/02/2013 - IDEPENDENT ADVISORS ALLIANCE, LLC - REGISTERED INVESTMENT ADVISOR - Investment Related - At Reported Business Location(s) - TIME SPENT 80% (5) 6/25/2019 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2009 - 20 Hours Per Month During Securities Trading. (6) 9/1/2020 - Philly's Phinest (Lee's Hoagie House) - Not Investment Related - Other-Advisors Business - Start Date: 8/12/2020 - 6 Hours Per Month/0 Hours During Securities Trading - Owner of Restaurant. (7) 08/26/2022 - We Handle Tech, LLC - Not Investment Related - 19420 Jetton Rd. Suite 101 Cornelius, NC 28031 - Other - Business Owner - owner and have a general manager - Start Date - 07/05/2022 - 2 Hours Per Month/0 Hours During Securities Trading. (8) 03/21/2024 - Other - Sublease - Investment Related - At Reported Business Location(s) - Start Date 07/31/2023 - 1 Hour Per Month/ 0 Hours During Trading (9) 03/05/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 140 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-12
S63 Uniform Securities Agent State Law Examination 2002-04-12
  • S66 Uniform Combined State Law Examination
    2007-03-12
  • S63 Uniform Securities Agent State Law Examination
    2002-04-12
Other Names
  • Bobby Russo
  • Paul Robert Russo

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