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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-12-17 |
Branch Locations
11215 N. Community House Road Suite 775, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 05/2007 | Present |
(1) 02/02/2009 - BLACKBRIDGE FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/26/2010 - COMPREHENSIVE BENEFIT SOLUTIONS - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% OF TIME SPENT. (3) 11/12/2013 - INDEPENDENT ADVISOR ALLIANCE - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 12/02/2013 - IDEPENDENT ADVISORS ALLIANCE, LLC - REGISTERED INVESTMENT ADVISOR - Investment Related - At Reported Business Location(s) - TIME SPENT 80% (5) 6/25/2019 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2009 - 20 Hours Per Month During Securities Trading. (6) 9/1/2020 - Philly's Phinest (Lee's Hoagie House) - Not Investment Related - Other-Advisors Business - Start Date: 8/12/2020 - 6 Hours Per Month/0 Hours During Securities Trading - Owner of Restaurant. (7) 08/26/2022 - We Handle Tech, LLC - Not Investment Related - 19420 Jetton Rd. Suite 101 Cornelius, NC 28031 - Other - Business Owner - owner and have a general manager - Start Date - 07/05/2022 - 2 Hours Per Month/0 Hours During Securities Trading. (8) 03/21/2024 - Other - Sublease - Investment Related - At Reported Business Location(s) - Start Date 07/31/2023 - 1 Hour Per Month/ 0 Hours During Trading (9) 03/05/2026 - Visionary Square - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 160 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-12 |
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