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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2003-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | York | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | York | PA | 03/2020 | Present |
Outside Employment; LPPO, LLC; Financial Advisor/Investment Manager; legal entity under 12.2 for practice management; 30 East Roseville Road, Suite A, Lancaster, PA 17601, ,; Investment-Related; 01/04/2016; 60 hours per month; 60 during trading hours / Self; Owner; Freelance Youth soccer match official; 3938 Laurel Run, , Columbia, PA, 17512; Not Investment-Related; 07/01/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-30 |
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