Richard Michael Williams

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

I*433785, Entity Type: Entity Charitable, Name of OBA: Boy Scout Troop 109 - Hillsdale, Address: Hillsdale, New Jersey, 07642, Investment Related: N, Position, Title, Association: ["Officer"], Employee Start Date: 05/31/2019, No Hours: 30 Yearly, No Hours during Trading: 1 Yearly, Duties: Lead meetings, outdoor activities (camping, hiking) for local Boy Scout troop, Service, Community Development, nonprofit organization I*1094286For profit or not for profit: Name of outside business organization: U Family TrustInvestment related: NAddress of business: Whippany, New JerseyNature of business: Position, title, association: , Start date of relationship: 1/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties:

Exams

• S66 Uniform Combined State Law Examination
  2018-09-25
• S63 Uniform Securities Agent State Law Examination
  2002-01-16