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Current Employers
Gladstone Wealth Partners

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-16
NE RA APPROVED 2022-03-02
  • TX RA
    APPROVED
    Since 2022-12-16
  • NE RA
    APPROVED
    Since 2022-03-02

Branch Locations

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

12801 Pierce St #100, Omaha, NE 68144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 01/2011 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 03/2021
Silverleaf Advisor Group, Llc Omaha NE 03/2021 03/2022
Lpl Financial, Llc Omaha NE 03/2021 Present
Gladstone Wealth Partners Omaha NE 03/2022 Present
Previous Registrations
  • 2021-03-29 → 2022-03-31
    Silverleaf Advisor Group, Llc
    Omaha, NE
  • 2011-01-03 → 2021-03-25
    Omaha, NE
    Sioux Falls, SD
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2003-08-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
Other Businesses

1) 03/01/2021 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2021 2) 04/22/2021 - Silverleaf Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/18/2021 - 176 Hours Per Month/ 136.5 Hours During Trading - I provide investment advisory services through Silverleaf Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 176 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/10/2021 - VWM THOUGHTFUL WEALTH ADVISOR - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 03/18/2021 - 160 Hours Per Month/130 Hours During Securities Trading. 4) 04/12/2022 - Gladstone Institutional Advisory - DBA: Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 03/31/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-13
  • S66 Uniform Combined State Law Examination
    1999-11-13

View on SEC IAPD

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