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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
WA RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03
  • WA RA
    APPROVED
    Since 2023-11-03

Branch Locations

7139 W Deschutes Ave Ste 101, Kennewick, WA 99336 • United States

6 S 2Nd St Ste 722, Yakima, WA 98901 • United States

Kennewick, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Crest Planning, Inc. Kennewick WA 06/2011 10/2019
Centaurus Financial Inc Anaheim CA 11/2012 10/2019
Rbc Capital Markets, Llc. Richland WA 10/2019 11/2023
Ameriprise Financial Service, Llc Kennewick WA 11/2023 Present
  • 06/2011 → 10/2019
    Pacific Crest Planning, Inc.
    Kennewick, WA
  • 11/2012 → 10/2019
    Anaheim, CA
  • 10/2019 → 11/2023
    Richland, WA
  • 11/2023 → Present
    Ameriprise Financial Service, Llc
    Kennewick, WA
Previous Registrations
  • 2019-10-31 → 2023-11-24
    Kennewick, WA
  • 2012-11-01 → 2019-10-31
    Anaheim, CA
    Anaheim, CA
    Kennewick, WA
    Yakima, WA
  • 2014-05-05 → 2014-12-31
    Pacific Crest Planning, Inc.
    Kennewick, WA
  • 2011-09-06 → 2012-11-26
    Grove Point Investments, Llc
    Kennewick, WA
Other Businesses

Independent Insurance Brokering; Prudential; 06/01/2011; Disability Income, Term Life, Long Term Care, Universal Life, Whole Life / Genworth; 06/01/2011; Term Life, Universal Life, Whole Life, Long Term Care / John Hancock; 06/01/2011; Long Term Care, Term Life, Universal Life, Whole Life / TransAmerica Life; 06/01/2011; Universal Life, Term Life, Whole Life, Long Term Care / Penn Mutual; 06/01/2011; Universal Life, Whole Life / American Income Life; 06/01/2011; Term Life, Long Term Care, Universal Life, Whole Life, Disability Income / Columbus Life; 06/01/2011; Term Life, Universal Life, Long Term Care, Whole Life / Lincoln Life; 06/01/2011; Long Term Care, Term Life, Universal Life, Whole Life / Allianz; 06/01/2011; Disability Income, Term Life, Long Term Care, Universal Life, Whole Life / OneAmerica/American United Life; 06/01/2011; Long Term Care, Whole Life, Universal Life / Principal Life; 06/01/2011; Term Life, Disability Income, Universal Life, Whole Life. Business Ownership; Sullivan & Blodgett, Inc.; Owner; Manage Ameriprise Business; 7139 W Deschutes, Suite 101, Kennewick, WA, 99336; Not Investment-Related; 05/09/2006; 60 hours per month; 60 during trading hours / PCP Real Estate Holdings LLC; Co-owner; Real Estate; 7139 W Deschutes, Suite 101, Kennewick, WA, 99336; Not Investment-Related; 08/28/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Twin City Titans American Legion Baseball; Board Member; 1975 W 32nd Ave, , Kennewick, WA, 99337; Not Investment-Related; 09/09/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Sullivan & Blodgett, Inc.; Owner; Manage advisory business; 7139 W Deschutes, Suite 101, Kennewick, WA, 99336; Investment-Related; 11/03/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-02
S63 Uniform Securities Agent State Law Examination 2002-04-27
  • S66 Uniform Combined State Law Examination
    2011-09-02
  • S63 Uniform Securities Agent State Law Examination
    2002-04-27
Designations

View on SEC IAPD

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