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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
| WA | RA | APPROVED | 2023-11-03 |
Branch Locations
7139 W Deschutes Ave Ste 101, Kennewick, WA 99336 • United States
6 S 2Nd St Ste 722, Yakima, WA 98901 • United States
Kennewick, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Crest Planning, Inc. | Kennewick | WA | 06/2011 | 10/2019 |
| Centaurus Financial Inc | Anaheim | CA | 11/2012 | 10/2019 |
| Rbc Capital Markets, Llc. | Richland | WA | 10/2019 | 11/2023 |
| Ameriprise Financial Service, Llc | Kennewick | WA | 11/2023 | Present |
Independent Insurance Brokering; Prudential; 06/01/2011; Disability Income, Term Life, Long Term Care, Universal Life, Whole Life / Genworth; 06/01/2011; Term Life, Universal Life, Whole Life, Long Term Care / John Hancock; 06/01/2011; Long Term Care, Term Life, Universal Life, Whole Life / TransAmerica Life; 06/01/2011; Universal Life, Term Life, Whole Life, Long Term Care / Penn Mutual; 06/01/2011; Universal Life, Whole Life / American Income Life; 06/01/2011; Term Life, Long Term Care, Universal Life, Whole Life, Disability Income / Columbus Life; 06/01/2011; Term Life, Universal Life, Long Term Care, Whole Life / Lincoln Life; 06/01/2011; Long Term Care, Term Life, Universal Life, Whole Life / Allianz; 06/01/2011; Disability Income, Term Life, Long Term Care, Universal Life, Whole Life / OneAmerica/American United Life; 06/01/2011; Long Term Care, Whole Life, Universal Life / Principal Life; 06/01/2011; Term Life, Disability Income, Universal Life, Whole Life. Business Ownership; Sullivan & Blodgett, Inc.; Owner; Manage Ameriprise Business; 7139 W Deschutes, Suite 101, Kennewick, WA, 99336; Not Investment-Related; 05/09/2006; 60 hours per month; 60 during trading hours / PCP Real Estate Holdings LLC; Co-owner; Real Estate; 7139 W Deschutes, Suite 101, Kennewick, WA, 99336; Not Investment-Related; 08/28/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Twin City Titans American Legion Baseball; Board Member; 1975 W 32nd Ave, , Kennewick, WA, 99337; Not Investment-Related; 09/09/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Sullivan & Blodgett, Inc.; Owner; Manage advisory business; 7139 W Deschutes, Suite 101, Kennewick, WA, 99336; Investment-Related; 11/03/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-27 |
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