Scott Michael Sams

Current Employers

Employment History

• 05/2000 → 06/2024
  Principal Capital
  Des Moines, IA
• 01/2016 → 07/2024
  Principal Funds Distributor
  Des Moines, IA
• 01/2006 → 07/2024
  Principal Asset Management
  Des Moines, IA
• 06/2026 → Present
  Mlg Capital
  Milwaukee, WI
• 06/2026 → Present
  North Capital
  Salt Lake City, UT
• 08/2024 → 05/2026
  Unemployed
  Waukee, IA

Previous Registrations

• 2006-02-13 → 2024-08-01
  Principal Asset Management
  Des Moines, IA

Other Businesses

1) Access/supervised person of MLG Capital, and will perform certain functions for it and its affiliates. Yes, it is investment related, 19000 W. Bluemound Rd, Suite A, Brookfield, WI 53045, private real estate investment management company, VP of Institutional Business Development is position/title, start date 6/3/2026, 160 hours per month (40 hours per week), 6.5 hours during market/securities trading hours, duties are to lead business development/raising capital with institutional investors for the firm's private fund series. 2) Grand View University Investment Sub-Committee of the Finance Committee, yes it is investment related, 1200 Grand View Ave Des Moines, IA 50316. The GVU Investment Sub-Committee is part of the Finance Committee and is charged with the oversight of the endowment investments, including retention of an independent investment consultant, his position is committee member, start date is 1/11/19, 1 hour a month, 1 hour during market hours, duties are to coordinate the activities of investment managers, the investment consultant and the investment custodian and make recommendations to the Finance Committee.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-13
• S65 Uniform Investment Adviser Law Examination
  2002-02-19
• S63 Uniform Securities Agent State Law Examination
  2002-01-28