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Kyle David Bradley Ferlic

Charles Schwab & Co., Inc.

Irvine, CA

CRD 4465656

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-18
  • CA RA
    APPROVED
    Since 2022-07-18

Branch Locations

2825 Main Street, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Irvine CA 03/2022 06/2024
Monex Deposit Company Newport Beach CA 01/2004 03/2022
Charles Schwab & Co., Inc. Irvine CA 06/2024 Present
Charles Schwab Bank, Ssb Irvine CA 11/2023 Present
  • 03/2022 → 06/2024
    Td Ameritrade, Inc
    Irvine, CA
  • 01/2004 → 03/2022
    Monex Deposit Company
    Newport Beach, CA
  • 06/2024 → Present
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Irvine, CA
Previous Registrations
  • 2022-07-18 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Irvine, CA
    Irvine, CA
  • 2022-07-18 → 2022-10-14
    Td Ameritrade, Inc.
    Irvine, CA
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15
Other Names
  • Kyle David Ferlic

View on SEC IAPD

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