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Keun Soo Kim

Klimax Wealth Management, LLC

Metuchen, NJ

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Current Employers
Klimax Wealth Management, Llc

Fort Lee, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-02-02
  • NJ RA
    APPROVED
    Since 2005-02-02

Branch Locations

Metuchen, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Klimax Asset Management, Llc Englewood NJ 10/2004 Present
  • 10/2004 → Present
    Klimax Asset Management, Llc
    Englewood, NJ
Previous Registrations
  • 2002-12-20 → 2004-09-17
    Ubs Financial Services Inc.
    Princeton, NJ
  • 2002-06-10 → 2002-12-10
    Morgan Stanley Dw Inc.
    Lawrenceville, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-12
  • S66 Uniform Combined State Law Examination
    2001-12-12
Other Names
  • Keun Soo Kim
  • Keun Soo Kim

View on SEC IAPD

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