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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
320 S Piedmont St., Calhoun, GA 30701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Kennesaw | GA | 12/2015 | 08/2020 |
| Dempsey Lord Smith, Llc | Rome | GA | 08/2020 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 08/2020 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. ONE CHURCH ATL, 1330 Cobb Parkway NW, Marietta GA 30062, United States, 03/15/2020, Co-Pastor, ONE Church ATL., Its a non-denominational religious organization., NIR, 25 HR/MO - 0 HR/MO TRADING 2. GODHIGH & ASSOCIATES, 3459 Acworth Due West Rd Ste 105, Acworth GA 30101, United States, 09/21/2017, Agent, Real Estate, NIR, 8 HR/MO - 0 HR/MO TRADING 3. WEST COBB INVESTMENT GROUP INC., 1471 Mahogany Chase NW, Acworth GA 30101, United States, START DATE 01/2026, Financial Advisor, DBA Name, NIR, HR/MO 160, HR/MO TRADING 100
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-25 |
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