Andrew Mcgrath

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Plano, TX
• 12/2011 → 12/2019
  Bank Of America, N.A.
  Plano, TX
• 12/2019 → Present
  Wells Fargo Clearing Services Llc
  Plano, TX

Previous Registrations

• 2011-10-21 → 2019-12-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
• 2009-06-01 → 2011-10-26
  Morgan Stanley
  Plano, TX
• 2007-05-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Plano, TX
• 2002-11-08 → 2007-05-29
  A. G. Edwards & Sons, Inc.
  Plano, TX
  Plano, TX

Other Businesses

CMR CAP LLC, INV. RELATED, FRISCO, TX, 100% OWNERSHIP, START 2/17/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE PLANNING. PRECISION DOOR SERVICE; NOT INV RELATED; WACO; TX; 50% OWNERSHIP; START: 01/01/2025; 1 HOUR A MONTH; 0 HOURS DURING TRADING; GARAGE DOOR BUSINESS. RMC CAP, LLC; INV RELATED; FRISCO, TX; ESTATE PLANNING PURPOSES;100% OWNERSHIP; START DATE: 11/13/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-27
• S63 Uniform Securities Agent State Law Examination
  2001-12-07

Designations

• Certified Financial Planner

Other Names

• William Andrew Mcgrath