Daniel Thomas Phillips

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2013-06-03 → 2014-12-10
  Ic Advisory Services, Inc.
  Warren, NJ
  Bedminster, NJ
• 2003-09-19 → 2012-04-13
  Equitable Advisors, Llc
  Edison, NJ
  Edison, NJ

Other Businesses

LIFE INSURANCE, ANNUITIES, HEALTH INSURANCE, LONG TERM CARE POSITION: rep NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 02/08/2002 ADDRESS: 5 Sugarbush Ct, Jackson NJ 08527 DESCRIPTION: selling the different insurance products to clients based on need. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2014-11-14,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-22

Other Names

• Daniel T. Phillips