James D. Cohen

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2014-12-15

VT RA
APPROVED

Since 2014-12-15

Branch Locations

105 West View Road Suite 201, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Colchester	VT	04/2002	Present
Retirement Income Strategies	Shelburne	VT	01/2013	09/2018
Hadley Financial Group	Colchester	VT	08/2014	08/2017
Eagle Strategies Llc	So Burlington	VT	12/2014	Present
Jcohen Financial	Williston	VT	08/2017	Present
Nylife Securities Llc	Colchester	VT	01/2023	Present

04/2002 → Present

New York Life Insurance Company

Colchester, VT
01/2013 → 09/2018

Retirement Income Strategies

Shelburne, VT
08/2014 → 08/2017

Hadley Financial Group

Colchester, VT
12/2014 → Present

Eagle Strategies Llc

So Burlington, VT
08/2017 → Present

Jcohen Financial

Williston, VT
01/2023 → Present

Nylife Securities Llc

Colchester, VT

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 463 MOUNTAIN VIEW DR, COLCHESTER, VT 05406; START DATE: 11/2008; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED] [OPERATING UNDER THE DBA NAME OF JCOHEN FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WILLISTON, VT; START DATE: 08/2017] [Greater Burlington YMCA; We are an inclusive, nonprofit organization joined together by a shared commitment to nurture the potential of kids, promote healthy living, and foster a sense of social responsibility. Strengthening community is our cause.; 298 College Street, Burlington VT 05401; Start Date 04/2024; Role/Title: Board Member; Not Investment Related; 6 hours per month; 2 hours per month during securities trading hours; I will serve on their Leadership and Governance Team. I will also serve a sub-role on their Finance committee.][Personal family loan; Providing a personal to renovate portion of house for a "home share" situation; 139 Cumberland Road, Burlington VT 05408; Start Date 09/2025; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-20
S63	Uniform Securities Agent State Law Examination	2002-04-05

S66 Uniform Combined State Law Examination

2014-11-20
S63 Uniform Securities Agent State Law Examination

2002-04-05

View on SEC IAPD