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Dwight Christopher Larkin

Principal Securities, Inc.

Jacksonville, FL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-02
  • FL RA
    APPROVED
    Since 2023-08-02

Branch Locations

7077 Bonneval Rd Ste 380, Jacksonville, FL 32216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Wauwatosa WI 05/2021 01/2022
Principal Financial Wauwatosa WI 05/2021 01/2022
Associated Bank Green Bay WI 03/2019 05/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2017 06/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2011 06/2017
Northwestern Mutual Investment Services Llc Milwaukee WI 10/2001 06/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2017 06/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2022 07/2023
Northwestern Mutual Investment Services Llc Jacksonville FL 01/2022 07/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2022 07/2023
Principal Securities Inc Jacksonville FL 07/2023 Present
Principal Life Insurance Company Jacksonville FL 07/2023 Present
  • 05/2021 → 01/2022
    Wauwatosa, WI
  • 05/2021 → 01/2022
    Principal Financial
    Wauwatosa, WI
  • 03/2019 → 05/2021
    Associated Bank
    Green Bay, WI
  • 08/2017 → 06/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2011 → 06/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2001 → 06/2019
    Milwaukee, WI
  • 06/2017 → 06/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2022 → 07/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2022 → 07/2023
    Jacksonville, FL
  • 03/2022 → 07/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2023 → Present
    Jacksonville, FL
  • 07/2023 → Present
    Principal Life Insurance Company
    Jacksonville, FL
Previous Registrations
Other Businesses

**THE DAD BODZ POSITION: bass player NATURE: rock band INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2024 ADDRESS: 200 Thornloe Drive, Saint Johns FL 32259, United States DESCRIPTION: Play music as part of a band. **NAIFA N/E FLORIDA POSITION: President of NAIFA N/E Florida NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 2901 Telestar Court, West Falls Church VA 22042, United States DESCRIPTION: President and board member of the local chapter here in Northeast Florida.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-08
S63 Uniform Securities Agent State Law Examination 2002-01-05
  • S65 Uniform Investment Adviser Law Examination
    2021-07-08
  • S63 Uniform Securities Agent State Law Examination
    2002-01-05
Designations
Other Names
  • Dwight C Larkin
  • Dwight Larkin

View on SEC IAPD

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