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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-02 |
Branch Locations
7077 Bonneval Rd Ste 380, Jacksonville, FL 32216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Wauwatosa | WI | 05/2021 | 01/2022 |
| Principal Financial | Wauwatosa | WI | 05/2021 | 01/2022 |
| Associated Bank | Green Bay | WI | 03/2019 | 05/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2017 | 06/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2011 | 06/2017 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 10/2001 | 06/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2017 | 06/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2022 | 07/2023 |
| Northwestern Mutual Investment Services Llc | Jacksonville | FL | 01/2022 | 07/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2022 | 07/2023 |
| Principal Securities Inc | Jacksonville | FL | 07/2023 | Present |
| Principal Life Insurance Company | Jacksonville | FL | 07/2023 | Present |
**THE DAD BODZ POSITION: bass player NATURE: rock band INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2024 ADDRESS: 200 Thornloe Drive, Saint Johns FL 32259, United States DESCRIPTION: Play music as part of a band. **NAIFA N/E FLORIDA POSITION: President of NAIFA N/E Florida NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 2901 Telestar Court, West Falls Church VA 22042, United States DESCRIPTION: President and board member of the local chapter here in Northeast Florida.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-05 |
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