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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-03 |
| NJ | RA | APPROVED | 2014-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 09/2012 | Present |
| Columbia Bank | Paramus | NJ | 09/2012 | Present |
| Cetera Investment Advisers Llc | Paramus | NJ | 01/2014 | Present |
1.) THE GRANITE BROKERAGE, HEALTH INSURANCE BROKER, 1 HR/MO, $5K/YR. DOES NOT INVOLVE SECURITY CLIENTS OR ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-06 |
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