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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
5701 Lonetree Blvd Ste 214, Rocklin, CA 95765 • United States
Roseville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Rocklin | CA | 09/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Rocklin | CA | 01/2009 | Present |
| Beacon Wealth Strategies | Rocklin | CA | 07/2017 | 12/2023 |
| Legato Financial | Rocklin | CA | 12/2023 | Present |
(1)Name of Business: Legato Financial Address: 5701 Lonetree Blvd Ste 214, Rocklin, CA, 95765-3795, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/18/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-21 |
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