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Elaine Simons Hutchison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-11
VA RA APPROVED 2011-04-27
  • TX RA
    APPROVED_RES
    Since 2013-02-11
  • VA RA
    APPROVED
    Since 2011-04-27

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Richmond VA 07/1986 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-16
S63 Uniform Securities Agent State Law Examination 2002-03-15
  • S66 Uniform Combined State Law Examination
    2009-12-16
  • S63 Uniform Securities Agent State Law Examination
    2002-03-15
Other Names
  • Elaine Simons
  • Elaine Simons Hutchinson

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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