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Rodney Au Yeung

Discipline Wealth Solutions, Inc.

Los Angeles, CA

Greenville, SC

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Current Employers
Discipline Wealth Solutions, Inc.

15 Halton Green Way, Greenville, SC 29607 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10

Branch Locations

Los Angeles, CA • United States

15 Halton Green Way, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Insurance Agent Los Angeles CA 05/2002 Present
Aegis Wealth Management, Inc. Guthrie Center IA 09/2020 10/2021
Cpr Investments Inc. Rochester MI 10/2021 10/2024
Discipline Wealth Solutions, Inc. Greenville SC 10/2024 Present
Previous Registrations
  • 2021-10-13 → 2024-10-24
    Cpr Investments Inc
    Rochester, MI
    Los Angeles, CA
  • 2020-09-23 → 2021-10-13
    Aegis Wealth Management, Inc.
    Los Angeles, CA
    Guthrie Center, IA
  • 2010-06-21 → 2010-09-17
    Strategic Advisors Alliance, Llc
    Arcadia, CA
    Bakersfield, CA
Other Businesses

SOLE PROPRIETOR; INVESTMENT-RELATED; LOS ANGELES, CA; INSURANCE SERVICES; INSURANCE AGENT; 05/2002; APPROX. 20 HRS./WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-28
S63 Uniform Securities Agent State Law Examination 1999-11-26
  • S65 Uniform Investment Adviser Law Examination
    2020-08-28
  • S63 Uniform Securities Agent State Law Examination
    1999-11-26
Other Names
  • Rodney Au Yeung
  • Au-Yeung Rodney

View on SEC IAPD

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