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Vernita Morrissa Exum

Vanguard Personalized Indexing Management

Oakland, CA

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Current Employers
Vanguard Personalized Indexing Management

1611 Telegraph Ave., Suite 1100, Oakland, CA 94612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-03
PA RA APPROVED 2025-01-03
TX RA APPROVED 2025-01-03
  • CA RA
    APPROVED
    Since 2025-01-03
  • PA RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED
    Since 2025-01-03

Branch Locations

1611 Telegraph Ave., Suite 1100, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 03/2021 Present
The Vanguard Group, Inc. London 12/2017 03/2021
The Vanguard Group, Inc. Malvern PA 04/2016 12/2017
  • 03/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2017 → 03/2021
    The Vanguard Group, Inc.
    London
  • 04/2016 → 12/2017
    The Vanguard Group, Inc.
    Malvern, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-03
  • S63 Uniform Securities Agent State Law Examination
    2001-11-03
Designations
Other Names
  • Vernita Exum
  • Vernita M Exum
  • Vernita Morrissa Exum

View on SEC IAPD

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Daire Peter Heneghan
Roscoe Herman Harris
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WILLIAM STUART MONSTED
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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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